Yung, Wai Sing (SFC:ANP500) 容渭星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-06-27 | 2007-04-27 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-06-27 | 2007-04-27 | Rep | Dealing in securities | 2006-06-27 | 2007-04-27 |
3 | PrincipleOne Securities Limited | RO | Dealing in securities | 2023-10-11 | 2024-04-30 |
4 | WIN FULL INVESTMENT MANAGEMENT GROUP LIMITED | RO | Advising on securities | 2021-03-08 | 2021-08-22 | RO | Asset management | 2021-03-08 | 2021-08-22 |
5 | Wisdom Cosmic Hong Kong Limited | RO | Advising on securities | 2022-08-31 | 2024-08-31 | RO | Asset management | 2022-08-31 | 2024-08-31 |
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