Wong, Hau Yee (SFC:AOU151) 王巧兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-22 | 2008-03-01 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-04-04 | 2007-06-30 | Rep | Dealing in securities | 2007-04-04 | 2007-06-30 |
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