Chan Lam, Clare Ka Wai 陳林家蕙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Vontobel (Hong Kong) Limited | Rep | Advising on securities | 2012-10-19 | 2012-10-24 | Rep | Dealing in securities | 2012-10-19 | 2012-10-24 |
2 | VP Wealth Management (Hong Kong) Limited | RO | Advising on securities | 2007-09-11 | 2012-10-11 | RO | Dealing in securities | 2007-09-11 | 2012-10-11 | RO | Advising on securities | 2013-01-02 | 2022-03-31 | RO | Dealing in securities | 2013-01-02 | 2022-03-31 |
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