Yiu, Tze Wai 姚志威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2007-10-09 | 2009-08-31 | Rep | Asset management | 2008-01-17 | 2009-08-31 |
2 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2015-04-01 | 2019-04-15 | Rep | Asset management | 2015-04-01 | 2019-04-15 |
3 | One Heritage Capital Management Limited | Rep | Advising on securities | 2020-07-16 | 2021-01-05 | Rep | Asset management | 2020-07-16 | 2021-01-05 |
4 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2023-05-25 | 2023-12-22 | RO | Asset management | 2023-12-22 |
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