Saito, Takayuki (SFC:ATG731)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-07-29 | 2018-12-19 |
2 | Merrill Lynch Far East Limited | Rep | Automated trading services | 2015-07-29 | 2018-11-01 | Rep | Dealing in futures contracts | 2015-07-29 | 2021-08-19 | Rep | Dealing in securities | 2015-07-29 | 2021-08-19 |
3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2013-05-27 | 2013-08-09 | Rep | Dealing in securities | 2013-05-27 | 2015-04-09 |
4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2013-05-27 | 2015-04-09 | Rep | Dealing in securities | 2013-05-27 | 2015-04-09 | Rep | Automated trading services | 2013-08-09 | 2015-04-09 |
5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-07-06 | 2010-05-11 |
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