Crawford, James Duncan Laing
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2010-05-31 | 2010-06-04 | Rep | Advising on securities | 2010-07-28 | 2010-08-03 | Rep | Advising on securities | 2010-11-12 | 2010-11-16 | Rep | Advising on securities | 2011-02-23 | 2011-03-02 | Rep | Advising on securities | 2011-04-26 | 2011-04-29 |
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