Shah, Dhawal Arvind
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Augment Wealth Advisors Limited | Rep | Advising on securities | 2021-07-02 | 2022-11-15 | Rep | Dealing in securities | 2021-07-02 | 2022-11-15 |
| 2 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2011-11-24 | 2016-06-30 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-08-16 | 2018-05-25 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-16 | 2018-05-25 |
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