Cao, Liyuan 曹俐圓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2015-10-08 | 2016-09-12 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2012-03-19 | 2013-09-23 | Rep | Dealing in securities | 2012-03-19 | 2015-07-07 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-03-19 | 2015-07-07 | Rep | Dealing in securities | 2012-03-19 | 2015-07-07 | Rep | Automated trading services | 2013-09-06 | 2015-07-07 |
4 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2017-05-24 |
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