Lo, Tang To 盧登滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FUJI HONG KONG COMMODITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2021-03-23 | Rep | Dealing in securities | 2021-12-06 | 2023-11-21 | RO | Advising on futures contracts | 2023-11-21 | RO | Advising on securities | 2023-11-21 | RO | Dealing in securities | 2023-11-21 |
2 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Dealing in futures contracts | 2020-05-18 | 2020-06-20 |
3 | JINRUI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-20 | 2014-01-03 |
4 | VERCAP Financial Services Limited | Rep | Dealing in futures contracts | 2016-01-04 | 2019-03-15 | RO | Dealing in futures contracts | 2019-03-15 | 2020-03-13 |
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