Yau, Tsz Chiu 丘子釗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LT Finance Management Limited | RO | Advising on securities | 2012-12-10 | 2019-09-25 | RO | Advising on futures contracts | 2013-08-26 | 2019-09-25 |
2 | LT Securities Limited | RO | Dealing in futures contracts | 2012-09-19 | 2019-09-25 | RO | Dealing in securities | 2012-09-19 | 2019-09-25 |
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