Chan, Gerald Zi Wei 陳子為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BLACKSTONE GROUP (HK) LIMITED (THE) | Rep | Dealing in securities | 2020-04-17 | |
2 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2015-09-24 | 2015-11-30 | Rep | Advising on securities | 2015-09-24 | 2015-11-30 | Rep | Dealing in securities | 2015-09-24 | 2015-11-30 |
3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-10-12 | 2015-01-08 | Rep | Advising on securities | 2012-10-12 | 2015-01-08 | Rep | Dealing in securities | 2012-10-12 | 2015-01-08 |
4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-08-15 | 2020-02-27 |
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