Chopra, Swati
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-02-20 | 2013-02-22 | Rep | Dealing in securities | 2013-02-20 | 2013-02-22 | Rep | Advising on securities | 2013-08-26 | 2013-08-27 | Rep | Dealing in securities | 2013-08-26 | 2013-08-27 | Rep | Advising on securities | 2014-09-10 | 2014-09-11 | Rep | Dealing in securities | 2014-09-10 | 2014-09-11 | Rep | Advising on securities | 2015-01-22 | 2015-01-23 | Rep | Dealing in securities | 2015-01-22 | 2015-01-23 | Rep | Advising on securities | 2015-06-24 | 2015-06-26 | Rep | Dealing in securities | 2015-06-24 | 2015-06-26 | Rep | Advising on securities | 2016-01-25 | 2016-01-26 | Rep | Dealing in securities | 2016-01-25 | 2016-01-26 | Rep | Advising on securities | 2017-04-13 | 2017-04-21 | Rep | Dealing in securities | 2017-04-13 | 2017-04-21 | Rep | Advising on securities | 2018-01-26 | 2018-02-02 | Rep | Dealing in securities | 2018-01-26 | 2018-02-02 | Rep | Advising on securities | 2018-09-21 | 2018-10-12 |
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