Ng, Yu Chung (SFC:BBE398) 吳汝忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-05-20 | 2017-03-07 | Rep | Dealing in securities | 2013-05-20 | 2017-03-07 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-05-03 | Rep | Advising on corporate finance | 2018-05-03 | 2021-03-23 | Rep | Advising on securities | 2019-07-11 | Rep | Asset management | 2021-03-23 |
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