Yu, Chi Kwong (SFC:BBG507) 余志光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2013-06-06 | 2014-05-20 | Rep | Dealing in futures contracts | 2013-07-31 | 2014-05-20 |
2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-06-04 | 2024-05-02 | Rep | Advising on futures contracts | 2015-02-16 | 2024-05-02 |
3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-06-04 | 2024-05-02 | Rep | Advising on securities | 2015-02-16 | 2024-05-02 |
4 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2024-08-22 | |
5 | Plutus Securities Limited | Rep | Dealing in securities | 2024-08-22 |
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