Tinker, Mark Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | Asset management | 2015-01-06 | 2016-09-30 |
| 2 | AXA Financial Planning (Hong Kong) Limited | RO | Asset management | 2015-01-06 | 2019-01-29 |
| 3 | AXA Investment Managers Asia Limited | Rep | Advising on securities | 2013-09-09 | 2014-09-08 | Rep | Asset management | 2013-09-09 | 2014-09-08 | Rep | Dealing in securities | 2013-09-09 | 2014-09-08 | RO | Advising on futures contracts | 2014-09-08 | 2015-05-15 | RO | Advising on securities | 2014-09-08 | 2019-05-31 | RO | Asset management | 2014-09-08 | 2019-05-31 | RO | Dealing in securities | 2014-09-08 | 2019-05-31 | RO | Dealing in futures contracts | 2018-02-09 | 2019-05-31 |
| 4 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | Rep | Advising on securities | 2013-09-09 | 2014-09-08 | Rep | Asset management | 2013-09-09 | 2014-09-08 | Rep | Dealing in securities | 2013-09-09 | 2014-09-08 | RO | Advising on futures contracts | 2014-09-08 | 2015-05-15 | RO | Advising on securities | 2014-09-08 | 2017-10-31 | RO | Asset management | 2014-09-08 | 2017-10-31 | RO | Dealing in securities | 2014-09-08 | 2017-10-31 |
| 5 | EIP Alpha Limited | RO | Advising on securities | 2020-07-03 | 2021-11-19 | RO | Asset management | 2020-07-03 | 2021-11-19 |
| 6 | Toscafund HK Limited | RO | Advising on securities | 2022-03-16 | RO | Asset management | 2022-03-16 | RO | Dealing in securities | 2022-03-16 |
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