Wang, Yanxu 王延旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-09-24 | 2020-11-30 | Rep | Asset management | 2018-09-24 | 2020-11-30 | Rep | Dealing in securities | 2018-09-24 | 2020-11-30 |
| 2 | Guolian Securities International Capital Co., Limited | Rep | Advising on securities | 2023-12-06 | Rep | Dealing in securities | 2023-12-06 |
| 3 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2022-04-01 | 2023-01-10 | Rep | Dealing in securities | 2022-04-01 | 2023-01-10 |
| 4 | GUOTAI JUNAN FUND MANAGEMENT LIMITED | Rep | Asset management | 2021-08-04 | 2023-01-10 |
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