Lau, Kwan Lok Locky 劉君樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AJ Asset Management Limited | Rep | Advising on securities | 2018-10-03 | 2021-12-21 | Rep | Asset management | 2018-10-03 | 2023-08-11 | RO | Advising on securities | 2021-12-21 | 2023-12-01 | RO | Asset management | 2023-08-11 | 2023-12-01 | Rep | Advising on securities | 2024-07-29 | 2024-08-26 | Rep | Asset management | 2024-07-29 | 2024-08-26 | RO | Advising on securities | 2024-08-26 | RO | Asset management | 2024-08-26 |
2 | L CAPITAL LIMITED | Rep | Advising on securities | 2024-01-09 | 2024-02-27 | Rep | Asset management | 2024-01-09 | 2024-02-27 | RO | Advising on securities | 2024-02-27 | 2024-06-07 | RO | Asset management | 2024-02-27 | 2024-06-07 |
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