Li, Yufei (SFC:BDF264) 李宇飛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-04-08 | 2016-04-06 |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-08 | 2016-04-06 |
3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-04-08 | 2016-04-06 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-05-16 | 2018-12-19 |
5 | Merrill Lynch Far East Limited | Rep | Automated trading services | 2016-05-16 | 2018-11-01 | Rep | Dealing in futures contracts | 2016-05-16 | 2020-11-13 | Rep | Dealing in securities | 2016-05-16 | 2020-11-13 |
6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-02-16 | 2022-03-11 | Rep | Advising on futures contracts | 2021-03-04 | 2022-03-11 | Rep | Advising on securities | 2021-03-04 | 2022-03-11 |
7 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2021-02-16 | 2022-03-11 | Rep | Dealing in futures contracts | 2021-02-16 | 2022-03-11 | Rep | Dealing in securities | 2021-02-16 | 2022-03-11 |
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