Chan, Kwan Yin (SFC:BNY274) 陳君然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2024-06-07 | Rep | Dealing in securities | 2024-06-07 |
2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2024-06-07 | |
3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-04-29 | 2021-09-24 | Rep | Dealing in securities | 2019-04-29 | 2021-09-24 |
4 | East Point Asset Management Limited | Rep | Asset management | 2021-10-07 | 2024-03-13 |
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