Osiander, Ernst Josef
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2014-09-22 | 2014-09-29 | Rep | Dealing in securities | 2015-06-19 | 2015-06-26 | Rep | Dealing in securities | 2016-01-15 | 2016-01-22 | Rep | Dealing in securities | 2016-11-28 | 2016-12-05 | Rep | Dealing in securities | 2017-11-29 | 2017-12-05 | Rep | Dealing in securities | 2018-10-04 | 2018-10-11 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-09-22 | 2014-09-29 | Rep | Dealing in securities | 2015-06-19 | 2015-06-26 | Rep | Dealing in securities | 2016-01-15 | 2016-01-22 | Rep | Dealing in securities | 2016-11-28 | 2016-12-05 | Rep | Dealing in securities | 2017-11-29 | 2017-12-05 | Rep | Dealing in securities | 2018-10-04 | 2018-10-11 |
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