Zhang, Xuelai (SFC:BOM870) 張雪來
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Dealing in securities | 2020-04-15 | 2022-02-18 | Rep | Advising on securities | 2020-05-04 | 2022-02-18 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2019-07-11 | 2020-01-16 | Rep | Dealing in securities | 2019-07-11 | 2020-01-16 |
3 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2019-07-11 | 2020-01-16 | Rep | Dealing in securities | 2019-07-11 | 2020-01-16 |
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