Chen, Yi (SFC:BON686) 陳儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2019-07-12 | 2023-05-21 | Rep | Advising on securities | 2019-07-12 | 2023-05-21 |
2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on futures contracts | 2023-06-02 | Rep | Advising on securities | 2023-06-02 | Rep | Asset management | 2023-06-02 | Rep | Dealing in securities | 2023-06-02 |
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