Chung, Sin Wai (SFC:BEN580) 鍾蒨蔚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2016-12-05 | 2019-03-27 | Rep | Dealing in securities | 2016-12-05 | 2019-03-27 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2014-11-24 | 2016-11-24 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2014-11-24 | 2016-11-24 | Rep | Dealing in securities | 2014-11-24 | 2016-11-24 |
| 4 | Nuveen Hong Kong Limited | Rep | Advising on securities | 2019-04-12 | Rep | Dealing in securities | 2019-04-12 |
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