Teves, Joni Mae
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2015-03-20 | 2015-03-29 | Rep | Advising on securities | 2015-09-17 | 2015-09-27 | Rep | Advising on securities | 2016-10-06 | 2016-10-13 | Rep | Advising on securities | 2017-03-24 | 2017-04-02 | Rep | Advising on securities | 2018-05-28 | 2018-05-31 | Rep | Advising on securities | 2019-06-04 | 2019-06-07 | Rep | Advising on securities | 2020-02-05 | 2020-02-12 |
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