Xiong, Xuan 熊璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-04-09 | 2017-03-22 | Rep | Asset management | 2015-04-09 | 2017-03-22 |
| 2 | BOCOM International Asset Management Limited | Rep | Asset management | 2022-05-26 | 2023-02-23 |
| 3 | BOCOM International Securities Limited | Rep | Advising on securities | 2023-03-22 | 2024-08-23 | Rep | Dealing in securities | 2023-03-22 | 2024-08-23 | RO | Advising on securities | 2024-08-23 | RO | Dealing in securities | 2024-08-23 |
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