Li, Sha (SFC:BPN447) 李莎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-12-21 | Rep | Dealing in securities | 2020-12-21 |
2 | LANCY GLOBAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-07-06 | 2020-11-20 | Rep | Asset management | 2020-07-06 | 2020-11-20 |
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