Gan, Lin (SFC:BGH325) 干霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2021-07-16 | 2021-08-19 | Rep | Dealing in securities | 2021-07-16 | 2021-08-19 | Rep | Advising on corporate finance | 2021-11-12 | 2022-10-27 | Rep | Dealing in securities | 2021-11-12 | 2022-10-27 |
2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2015-09-25 | 2016-07-26 |
3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2018-04-16 | 2021-01-15 | Rep | Advising on securities | 2018-04-16 | 2021-01-15 | Rep | Dealing in securities | 2018-04-16 | 2021-01-15 |
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