Roberts, Lawrence Julian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-09-29 | |
2 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2018-05-02 | 2021-06-18 | Rep | Dealing in futures contracts | 2018-05-02 | 2021-06-18 | Rep | Dealing in securities | 2018-05-02 | 2021-06-18 |
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