Tang, Wa Kin 鄧華鍵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Black Marble Securities Limited | Rep | Dealing in securities | 2015-11-10 | 2018-09-30 |
2 | Guolian Securities International Asset Management Co., Limited | Rep | Asset management | 2022-07-27 | 2023-12-29 |
3 | Guolian Securities International Capital Co., Limited | Rep | Advising on securities | 2022-10-12 | 2023-12-29 | RO | Dealing in securities | 2022-11-02 | 2023-12-29 |
4 | KINGKEY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-03-02 | 2022-06-29 |
5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2019-09-09 | 2022-02-10 |
6 | Wealth Link Securities Limited | Rep | Dealing in securities | 2024-04-29 | 2024-05-02 | Rep | Advising on securities | 2024-04-29 | 2024-05-27 | RO | Dealing in securities | 2024-05-02 | RO | Advising on securities | 2024-05-27 |
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