Chan, Wang (SFC:BGO479) 陳宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Vered Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-09-22 | 2018-11-02 | Rep | Asset management | 2017-09-22 | 2018-11-02 |
2 | China Vered Securities Limited | Rep | Dealing in securities | 2017-03-15 | 2018-11-02 |
3 | Finloop Finance Limited | Rep | Advising on securities | 2018-12-19 | 2019-09-01 | Rep | Asset management | 2018-12-19 | 2019-09-01 |
4 | KILMOREY SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-11 | 2017-03-03 |
5 | OSL Asset Management Limited | RO | Advising on securities | 2023-04-25 | 2024-06-03 | RO | Asset management | 2023-04-25 | 2024-06-03 | RO | Dealing in securities | 2023-04-25 | 2024-06-03 |
6 | OSL Digital Securities Limited | Rep | Dealing in securities | 2022-09-23 | 2023-04-17 |
7 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2015-11-24 | 2015-12-03 |
8 | Wisdom Bright Asset Management Limited | RO | Advising on securities | 2020-11-04 | 2022-07-22 | RO | Asset management | 2020-11-04 | 2022-07-22 | RO | Dealing in securities | 2021-09-10 | 2022-07-22 |
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