Lau, On Ying Janet 劉安迎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Gulf Line Capital Advisors Limited | Rep | Advising on securities | 2016-04-07 | 2019-06-26 | Rep | Asset management | 2016-04-07 | 2019-06-26 | RO | Advising on securities | 2019-06-26 | 2021-07-08 | RO | Asset management | 2019-06-26 | 2021-07-08 |
2 | Standard Perpetual Securities Limited | Rep | Dealing in securities | 2018-07-04 | 2021-09-21 | RO | Dealing in securities | 2021-09-21 | RO | Advising on securities | 2022-04-04 | RO | Asset management | 2022-04-04 |
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