Liu, Jintao (SFC:BHW678) 劉勁滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ares Management Asia (Hong Kong) Limited | Rep | Asset management | 2016-08-15 | 2018-05-15 | Rep | Advising on securities | 2017-03-28 | 2018-05-15 |
| 2 | ARTE Capital Management Limited | Rep | Advising on securities | 2020-07-06 | 2021-07-19 | Rep | Asset management | 2020-08-14 | 2021-07-19 | RO | Advising on securities | 2021-07-19 | 2022-06-30 | RO | Asset management | 2021-07-19 | 2022-06-30 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-07-18 | 2020-03-13 | Rep | Advising on securities | 2018-07-18 | 2020-03-13 | Rep | Dealing in securities | 2018-07-18 | 2020-03-13 |
| 4 | Light Stream Partners (Asia) Limited | RO | Advising on securities | 2024-07-05 | RO | Asset management | 2024-07-05 |
| 5 | Welkin Capital Management (Asia) Limited | Rep | Asset management | 2023-06-08 | 2023-11-30 |
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