Douglas, Richard Howard
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2021-09-14 | 2022-07-20 | Rep | Dealing in securities | 2021-09-14 | 2022-07-20 | Rep | Advising on securities | 2021-11-23 | 2022-07-20 | Rep | Asset management | 2022-03-25 | 2022-07-20 | Rep | Leveraged foreign exchange trading | 2022-03-25 | 2022-12-07 | RO | Advising on securities | 2022-07-20 | 2023-11-22 | RO | Asset management | 2022-07-20 | 2023-11-22 | RO | Dealing in futures contracts | 2022-07-20 | 2023-11-22 | RO | Dealing in securities | 2022-07-20 | 2023-11-22 | RO | Leveraged foreign exchange trading | 2022-12-07 | 2023-11-22 |
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