Lindsay, Craig Blaser 林善祺

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Apeiron Capital Limited Rep Advising on securities 2020-01-21 2020-02-20
Rep Asset management 2020-01-21 2020-02-20
RO Advising on securities 2020-02-20 2021-01-31
RO Asset management 2020-02-20 2021-01-31
2 China Alpha Fund Management (HK) Limited Rep Advising on securities 2014-07-29 2014-08-27
Rep Asset management 2014-07-29 2014-08-27
RO Advising on securities 2014-08-27 2019-12-31
RO Asset management 2014-08-27 2019-12-31
3 China Integrity Investment Limited Rep Advising on securities 2007-03-01 2007-03-21
RO Advising on securities 2007-03-21 2014-03-19
RO Asset management 2007-03-21 2014-03-19
RO Dealing in securities 2009-09-18 2014-03-19
4 CITIC Securities Asset Management (HK) Limited RO Advising on securities 2008-08-01 2014-06-28
RO Asset management 2008-08-01 2014-06-28
5 PACIFIC HAWK (HK) LIMITED Rep Advising on securities 2021-03-04 2021-04-12
Rep Asset management 2021-03-04 2021-04-12
RO Advising on securities 2021-04-12 2022-03-31
RO Asset management 2021-04-12 2022-03-31
6 SATTVA INVESTMENT ADVISORS LIMITED Rep Advising on futures contracts 2004-02-13 2004-04-22
Rep Advising on securities 2004-02-13 2004-04-22
RO Advising on futures contracts 2004-04-22 2007-01-31
RO Advising on securities 2004-04-22 2007-01-31
7 UFJ INVESTMENTS ASIA LIMITED Rep Advising on corporate finance 2003-10-02
Rep Advising on futures contracts 2003-10-02
Rep Advising on securities 2003-10-02
Rep Asset management 2003-10-02
8 Uluwatu Limited RO Asset management 2022-04-26

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