Chow, Kenneth Wai Hung 鄒偉雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2004-01-08 | Rep | Advising on corporate finance | 2005-12-16 | RO | Advising on corporate finance | 2005-12-16 | 2006-04-14 |
2 | Shang International Finance Limited | Rep | Advising on corporate finance | 2006-05-08 | 2006-07-25 | Rep | Advising on securities | 2006-07-25 | 2006-11-01 | Rep | Dealing in securities | 2006-07-25 | 2006-11-01 | RO | Advising on corporate finance | 2006-07-25 | 2014-04-17 |
3 | Somerley Capital Limited | RO | Advising on corporate finance | 2013-10-02 |
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