Tan, Aaron Leng Cheng 陳龍清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-07-06 | 2009-04-09 | Rep | Dealing in securities | 2007-07-06 | 2009-04-09 |
| 2 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-04-07 | 2020-12-24 | Rep | Advising on securities | 2011-04-07 | 2020-12-24 | Rep | Dealing in securities | 2011-04-07 | 2020-12-24 |
| 3 | XCap Partners Limited | Rep | Advising on corporate finance | 2021-02-05 | 2021-04-16 | Rep | Advising on securities | 2021-02-05 | 2021-04-16 | Rep | Dealing in securities | 2021-02-05 | 2021-04-16 | RO | Advising on corporate finance | 2021-04-16 | RO | Advising on securities | 2021-04-16 | RO | Dealing in securities | 2021-04-16 |
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