Kwan, Louis Man Fai 關文輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2006-06-16 | 2008-05-26 |
| 2 | China Alpha Fund Management (HK) Limited | RO | Advising on securities | 2011-10-11 | 2013-03-15 | RO | Asset management | 2011-10-11 | 2013-03-15 |
| 3 | CHINA ASSETS INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2018-08-28 | 2019-12-31 | RO | Asset management | 2018-08-28 | 2019-12-31 |
| 4 | China Integrity Investment Limited | RO | Advising on securities | 2006-06-02 | RO | Asset management | 2006-06-02 |
| 5 | CITIC Securities Asset Management (HK) Limited | RO | Advising on securities | 2008-08-01 | 2011-04-08 | RO | Asset management | 2008-08-01 | 2011-04-08 | Rep | Advising on securities | 2013-07-19 | 2013-09-18 | Rep | Asset management | 2013-07-19 | 2013-09-18 | RO | Advising on securities | 2013-09-18 | 2015-02-11 | RO | Asset management | 2013-09-18 | 2015-02-11 |
| 6 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2015-05-26 | 2015-09-09 | RO | Advising on securities | 2015-09-09 | 2017-05-31 | RO | Dealing in securities | 2015-09-09 | 2017-05-31 |
| 7 | Hui Xian Asset Management Limited | RO | Asset management | 2011-04-08 | 2011-08-05 |
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