Maloney, Patrick (SFC:AVD511)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Silver Asset Management (Hong Kong) Limited | RO | Asset management | 2013-11-11 | 2023-09-05 |
2 | SP Securities Limited | RO | Advising on securities | 2016-03-11 | 2017-02-15 | RO | Dealing in securities | 2016-03-11 | 2017-02-15 |
3 | TULLETT PREBON (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2010-08-26 | 2011-08-25 | RO | Dealing in securities | 2010-08-26 | 2011-08-25 |
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