Oden, John Evans
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2007-04-30 | 2007-05-03 | Rep | Advising on securities | 2009-05-11 | 2009-05-15 | Rep | Advising on securities | 2009-08-03 | 2009-08-14 | Rep | Advising on securities | 2010-01-18 | 2010-02-04 | Rep | Advising on securities | 2010-04-01 | 2010-04-17 | Rep | Advising on securities | 2010-05-31 | 2010-06-04 | Rep | Advising on securities | 2010-07-13 | Rep | Dealing in securities | 2014-02-28 |
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