Tang, Yuen Man (SFC:AIL111) 鄧婉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2005-10-05 | 2011-12-14 | Rep | Dealing in securities | 2006-03-28 | 2015-12-13 |
2 | HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Advising on corporate finance | 2004-05-17 | Rep | Asset management | 2004-05-17 | Rep | Advising on securities | 2004-07-13 |
3 | MANULIFE (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2004-11-24 | 2005-06-28 |
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