O'Sullivan, Stephen John (SFC:APC389)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | RO | Advising on securities | 2010-03-31 | 2011-11-30 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2007-06-15 | 2007-09-20 | RO | Advising on securities | 2007-09-20 | 2009-11-18 |
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