Lee, Paul Wang Tak 李宏德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2010-05-11 | 2016-12-16 | Rep | Dealing in futures contracts | 2011-03-30 | 2016-12-16 |
2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2009-04-03 | 2010-03-01 |
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