Ng, Chun Nok 吳俊諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2011-08-03 | 2012-06-04 | Rep | Dealing in securities | 2011-08-03 | 2012-06-04 |
| 2 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Dealing in securities | 2012-06-26 | 2014-06-16 |
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