Cubells, Simon James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2010-08-27 | 2013-04-30 | Rep | Dealing in securities | 2010-08-27 | 2013-04-30 |
2 | DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-09-02 | 2004-06-24 |
3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-09-02 | 2008-12-05 | Rep | Dealing in futures contracts | 2004-06-24 | 2008-12-05 |
4 | SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2013-06-24 | 2016-12-29 | Rep | Asset management | 2013-06-24 | 2016-12-29 | Rep | Dealing in securities | 2013-06-24 | 2016-12-29 |
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