Liu, Du 劉都
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2007-03-07 | 2007-10-18 | Rep | Advising on securities | 2007-12-10 | 2013-03-08 |
| 2 | Foresight Fund (Hong Kong) Limited | Rep | Advising on securities | 2023-05-16 | Rep | Asset management | 2023-05-16 |
| 3 | Green Court Capital Management Limited | Rep | Advising on securities | 2017-05-11 | 2021-10-31 | Rep | Asset management | 2017-05-11 | 2021-10-31 |
| 4 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2013-09-11 | 2017-04-28 | Rep | Asset management | 2013-09-11 | 2017-04-28 |
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