Kwong, Ocean Hoi Yeung 鄺凱揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-04-10 | 2016-09-02 | Rep | Dealing in securities | 2006-04-10 | 2016-09-02 | Rep | Leveraged foreign exchange trading | 2011-04-29 | 2014-11-21 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-07 | 2018-10-12 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-07 | 2018-10-12 |
| 4 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-11-07 | Rep | Dealing in futures contracts | 2018-11-07 | 2022-11-01 | RO | Dealing in futures contracts | 2022-11-01 | 2024-06-27 | Rep | Dealing in futures contracts | 2024-06-27 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-11-07 | Rep | Dealing in securities | 2018-11-07 | 2022-11-01 | RO | Dealing in securities | 2022-11-01 | 2024-06-27 | Rep | Dealing in securities | 2024-06-27 |
| 6 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-02-20 | 2005-01-21 |
| 7 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-12-15 | 2005-01-21 |
| 8 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-12-15 | 2005-01-21 |
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