Man, Sing Wa 文星華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-09-11 | 2015-06-04 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-19 | 2015-06-04 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2015-06-15 | 2016-12-19 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2015-06-15 | 2016-12-19 |
| 5 | CMC Partners Limited | Rep | Dealing in securities | 2024-07-22 | 2024-07-25 | RO | Advising on securities | 2024-07-25 | RO | Asset management | 2024-07-25 | RO | Dealing in securities | 2024-07-25 |
| 6 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2016-12-19 | 2021-06-25 | Rep | Advising on securities | 2017-08-30 | 2021-06-25 |
| 7 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2007-06-05 | 2008-05-05 |
| 8 | TIAN YUAN FINANCE LIMITED | Rep | Advising on securities | 2022-01-11 | 2022-01-24 | Rep | Asset management | 2022-01-11 | 2022-01-24 | RO | Advising on securities | 2022-01-24 | 2023-06-30 | RO | Asset management | 2022-01-24 | 2023-06-30 |
| 9 | WINGS SECURITIES (HK) LIMITED | RO | Dealing in securities | 2023-10-06 | 2024-03-31 |
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