Lin, Tun (SFC:AWE515) 林暾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2010-10-29 | 2013-05-31 | Rep | Dealing in securities | 2010-10-29 | 2013-05-31 |
2 | Goldstream Capital Management Limited | RO | Advising on securities | 2014-12-02 | 2022-06-30 | RO | Asset management | 2015-06-19 | 2022-06-30 |
3 | Goldstream Securities Limited | Rep | Dealing in securities | 2017-03-06 | 2018-08-17 |
4 | Micro Connect (H.K.) Investment Management Limited | RO | Advising on securities | 2022-09-05 | RO | Asset management | 2022-09-05 |
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