Li, Zhisen 李志森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2015-01-14 | |
2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-09-22 | 2023-10-18 | RO | Dealing in securities | 2023-10-18 |
3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2013-01-04 | |
4 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-02-19 | 2011-03-02 | RO | Dealing in futures contracts | 2011-03-02 | 2012-11-01 |
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