Cheng, Chi Wah (SFC:ABM629) 鄭志華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-12-01 | 2018-02-24 | Rep | Dealing in securities | 2014-12-01 | 2018-02-24 |
2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2009-10-08 | 2012-06-18 |
3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-02-04 | 2014-11-12 |
4 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-09-24 | Rep | Asset management | 2004-09-24 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2007-12-28 |
5 | Grey Investment Limited | Rep | Asset management | 2012-11-15 | 2013-05-31 | Rep | Asset management | 2018-07-05 | 2024-06-05 | RO | Advising on securities | 2024-06-05 | RO | Asset management | 2024-06-05 |
6 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-14 | 2009-04-01 |
7 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-04 | Rep | Advising on securities | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Dealing in securities | 2005-02-04 |
8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-06-10 | 2014-01-26 |
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